Accume Partners

Internal Audit - Senior Manager (FI/FS)

US-NJ-Trenton
ID
2017-1038
# of Openings
1
Posted Date
2 weeks ago
Category
Professional Services

Overview

Accume Partners has a long history of providing internal audit, regulatory compliance and risk management services to banks and financial institutions. As the level of regulatory and business complexity has surged, so has the need for specialized knowledge and focus. We have organized our firm to achieve that goal providing our clients with deep knowledge, expertise and approaches in Regulatory Compliance, Internal Audit, Enterprise Risk Management, Technology Risk Management, and Operations and Process Improvement.

 

Having the best technical expertise or the best service approach is not enough. We need the best people to complete the equation...people who can share their knowledge and grow with our clients. Accume Partners was founded on a belief in, and a commitment to, its people. Our professionals are the heart and soul of our firm. We've built our business on the close working relationships we've developed with our clients. But we couldn't have done that without talented people. Your development, advancement and individual success are vital to our future. That's why we invest in you: to ensure that you get the training and mentoring necessary to build a strong foundation for a meaningful career. Our success is built on yours.

Responsibilities

The Internal Audit Senior Manager at Accume Partners, is responsible for planning, leading and performing Internal Audits and risk advisory projects for Financial Institutions clients (Community Banking, Credit Unions and Foreign Banking).

 

General Responsibilities:

  • Lead financial, operational and compliance audits at various clients, ensuring quality of work in accordance with Accume’s guidelines and processes.
  • Coordinate, plan and deliver audit objectives and scope of work especially focusing on community banking, credit unions, or foreign banking.
  • Work with the team and the client to perform risk assessments, design innovative audit approaches, plan engagement objectives, manage the execution of field work and draft and deliver audit reports while complying with professional standards and addressing the risks inherent in the engagement.
  • Demonstrate a thorough understanding of financial services processes and complex information systems by keeping abreast of the regulatory guidelines, industry developments and market changes, and applying the knowledge to client situations.
  • Generate new business opportunities by participating in market facing activities and developing thought leadership materials. Educate and encourage team members to contribute ideas and identify opportunities to introduce Accume services.
  • Demonstrate excellent project management skills, inspire teamwork and responsibility with engagement team members, and use current technology and tools to enhance the effectiveness of deliverables and services.
  • Ensure timely deliverables of all audit related documents, including risk assessments, audit manual, audit reports, follow-up reports, in a clear and concise manner to clients and their regulators.
  • Attend meetings with clients, including Audit Committee meetings.
  • Perform other non-audit engagements, as assigned.
  • Validate corrective actions to address findings and recommendations in various internal audits and regulatory examination reports at the clients and maintain related follow-up matrices.
  • Coach, mentor and provide learning opportunities for Internal Audit staff.

Qualifications

  • 10 years of professional services experience related to US banking industry/regulatory agency, of which at least 8 years should be in managing internal audits or leading bank examinations
  • Bachelor’s degree in Accounting or related field
  • Candidates must have relevant US bank auditing experience
  • Ability to multi-task and manage multiple audits or engagements
  • Ability to interpret the impact and requirements of new laws and regulations
  • Strong verbal, written, interpersonal, and speaking skills
  • Strong working knowledge of Microsoft PC software and applications
  • Professional Certifications such as CIA, CFE, CRCM, CAMS, CFSA, CPA, etc. preferred
  • Prior professional services or Big 4 experience preferred
  • Knowledge of BSA/AML and bank regulatory compliance preferred
  • Ability to commute to client site and availability for up to 20% overnight travel as needed

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